Section of Taxation
Submission to the Executive Branch

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Comments on the Voluntary Fiduciary Correction Program

  1. Issues Raised by Taxpayer after the 30-Day Letter is Issued. Treas. Reg. § 301.7430-7(c)(4) addresses issues raised by a taxpayer after the issuance of the 30-day letter. The regulation requires that the offer will not be deemed to be a qualified offer until such time that the taxpayer has adequately explained the issue, together with the facts and legal arguments supporting it. This seems like a reasonable concern, but the regulations require disclosure of "ALL relevant information" (emphasis and upper case added). That phrase would allow the Service to require a large volume of disclosure which, if not fully provided, would prevent the offer from becoming a qualified one. A somewhat lower standard should be imposed. The taxpayer should be required to disclose sufficient information that would permit the Service to carry out a reasonably thorough review of the issue (and/or disclose information that would be sufficient to file a valid claim for refund). Such language would be open to interpretation, but it would be preferable to the "all relevant information" standard. The standard proposed by the regulations seems to draw the line entirely in favor of the Service, and would prevent an offer from becoming a qualified offer if ANY small item of information is omitted, as long as the omitted information has some small degree of relevance. If complied with, this standard would often result in the Service having substantially more detail and information on this issue than on issues that it had thoroughly audited and for which it had received complete answers in response to its information document requests.

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