The Urban Lawyer,
Vol. 28, No. 3, Summer 1996
Publication Date: September 4, 1996
Gold, Martin E., The Privatization of Prisons, 28 Urb. Law. 359 (Summer 1996).
Privatizing once publicly owned entities has become a global trend. Conservatives prefer it
because it limits the government's role in society. Others believe privatization creates more
efficiency and is more conducive to societal goals. However, privatization is not always positive.
Many foreign countries have experienced negative repercussions from privatization causing many
to want privatized entities returned to governmental control. In some former eastern bloc nations
communists are returning to office because of their disdain for the effects of privatization. In the
United States, where governments are more experienced with privatization, privatization of
prisons is becoming more popular.
Over a century ago, privatization of prisons was very unpopular because many privatized
prisons were corrupt adapting to the huge needs for prison labor. However, prisons today exist in
a very different environment. There is much more regulation and oversight of prisons, many
privatized prisons have great reputations, and there is little demand for prison labor.
Some opponents of prison privatization, such as the author at one time and the American
Civil Liberties Union (ACLU), believe that it violates fundamental constitutional principles
because it puts private citizens in charge of others' incarceration a fundamental governmental
role. However, as the author points out, the government is not relinquishing control of its duty
and courts allow the government to contract out fundamental governmental roles. More
importantly, the exact structure of the privatization contracts themselves should set forth the
proper governmental role and protect against the fears of private control of incarcerated persons.
The government is becoming increasingly more experienced in privatization contracts. Guidelines
should be followed for effective prison privatization.
First, there must be a relatively large quantity of competing firms of high quality.
Competition and mechanisms employed are essential especially in ensuring contracting firms
comply with contractual mandates and government prerogatives. Independent consulting and
periodic reports of incidents and all important data is necessary. Prison accreditation programs are
effective and institute many of these important requirements
Secondly, a system analysis should be implemented to compare private and public
operations. This may prove the most useful especially when contract renewals come to term.
Contract renewal is a powerful motivational force and must be strictly adhered to. Of course,
firms must be truly evaluated before their contracts are renewed. There are many examples of
prison privatization where there are increases in efficiency not only in operational costs and
decreases in personnel, but improved quality of prisons and design.
With these factors articulated, the author, who once feared prison privatization, concedes
that it may be very beneficial to all parties involved. However, he notes that a great potential
danger exists that "requires watching" the reliance by the government on one or two firms for
its prison contracts. (Ty S. Twibell)
Cholewa, Matthew J. & Helen L. Edmonds, Federalism and Land Use After Dolan: Has the
Supreme Court Taken Takings from the States?, 28 Urb. Law. 401 (Summer 1996).
Although the Takings Clause of the Fifth Amendment of the Constitution provides that "nor shall
private property be taken for public use, without just compensation," states have much power in
affecting how this clause is put into effect. They are able to "regulate the use of property, []
condition development permits on the dedication of property, the payment of impact fees, or
construction of offsite improvements, and [] define what is and what is not property." However,
the Supreme Court has sought to strictly enforce the Takings Clause to the benefit of proponents
of property rights but in the face of traditional state roles in intergovernmental relations.
The Supreme Court has several principles it sets forth in interpreting Takings Clause
issues as applied in land-use regulation. For example, if a state or locality's regulation goes too far
in decreasing or affecting property's value, it may be considered a compensable taking. However,
zoning ordinances are given a strong presumption of constitutional validity and states still decide
what the term "property" means to a very substantial degree. Other principles include the idea that
property owners must have the right to exclude others and that is such an important right, it
cannot be taken away to any substantial degree without just compensation. Zoning ordinances
applied to particular property can effect a taking if it "does not substantially advance legitimate
state interests."
The Supreme Court's decision in Dolan v. City of Tigard could profoundly affect takings
applications because it placed the burden upon the state in dedication requirements (where
property owners are required to "dedicate" part of his property for public use such as a sidewalk)
to make individualized determinations that the dedications are "related both in nature and extent
to the impact of the proposed development." Further, the government must prove whether the
standard has been met. Hence, regulatory actions such as these are subject to a higher level of
scrutiny or "intermediate scrutiny" than they once were.
Although this is an example of how the Court is exploring new ways to keep states and
municipalities in check "in regards to the Takings Clause and is a victory for property rights
advocates," the Dolan decision displays a "mistrust" for state and local decisions. Many
commentators feared that it could severely limit states and localities from effectively regulating
and administering "comprehensive and sane land use regulation" in today's technical and fast
paced "ever-changing" environment.
Fortunately, state courts, contrary to the horrible fears of legal commentators, have
greatly limited the application of Dolan. Although a couple of decisions apply Dolan more strictly
in rent control issues because they bear more relation to occupation or physical invasion of the
owner's premises. However, for the most part, Dolan is limited.
Courts give state regulations more deference if some sort of physical occupation is not
alleged. If such is the case, courts simply determine whether the regulations go too far.
Some Justice of the current Supreme Court may like the federal government to go farther
in regulating state law definitions of property and have intermediate scrutiny applicable generally
to private property restrictions. However, such a trend would be detrimental to state and local
governments. "Most local governments have neither the resources nor the expertise to make
individualized determinations of impact for every property that will be affected by a new land use
regulation."
The lines between the Courts' protection of individual freedoms and the boundaries of
state and local power are "difficult to draw." For the time being, the Court has left significant
room for lower courts to apply takings jurisprudence that conforms with historical and local views
on property regulation. (Ty S. Twibell)
Brookshire, James E., A Balanced Partnership: The Matrix of Shared Governance, 28 Urb.
Law. 447 (Summer 1996).
Many complications have arisen since the time when land-use planners and authorities could
mainly focus on local questions. Now, concerns such as "historic preservation, public customary'
use of dry sand beaches, open space, and critter protection" add to the questions involved.
Further, "planning concerns [have] transcended local jurisdictions, crossed state lines, and
sometimes triggered national interests." The federal government has had a play in huge overall
environmental concerns such as hazardous waste control. States have mimicked many of the
federal government's provisions. With all these important issues at play, local and federal planners
encounter many difficulties making it important for consensus to be reached taking into account
all the common elements of the forces involved and "mutual respect" for competing goals.
This article specifically analyzes one aspect of consensus on the common understanding of
both the authority to act and its limitations. The focus is primarily on the constitutional
perspective of the Supreme Court. The Court has deliberately left room in varying levels for strict
accommodations for state and federal power. For example, when grants are given to encourage
states to conform to desired federal goals, the federal government can require the states to jump
through certain hoops to be awarded grant money while states maintain the power to regulate
certain aspects of, say, the generation and disposal of low-level wastes according to their own
dictates and to elect preemption under federal standards. However, they must be allowed in
certain instances to opt out the of the grants altogether. To only allow states only one of two
alternatives may be a form of coercion.
The Court has also been careful to let state law prevail whenever possible if it is at all
cohabitable with similar federal regulation if the federal regulation does not intend to exclusively
regulate or the state law does not contravene the federal law to an appreciable level thus, state
law may not contradict the Supremacy Clause. Two discussed federal statutes have built in state
roles.
All considered, recent Supreme Court decisions respect the balancing of common values
applied in new contexts. As cross-jurisdictional challenges become increasingly complicated,
"principled flexibility remains the cornerstone of a balanced partnership." (Ty S. Twibell)
Osenbaugh, Elizabeth M. & Nancy K. Stoner, County Government Movement, 497 Urb.
Law. 497 (Summer 1996).
Counties have become increasingly aggressive in asserting what they feel is their supremacy in
controlling public lands. Over the past five years "the increasingly vocal and active county
supremacy movement" has established itself on the basis of both legal theory and pure force.
However, two recent court decisions have posed a deadly hurdle for such counties' views on
public lands. Further, the federal government stands at a superior and more legally rational
position to effectively combat any illegal actions counties may resort to by mainly administrative
resolution, or if such fails, criminal and civil enforcement.
First, illegal action is a symptom of how emotional counties have become and it is
symbolic of the seriousness of their position on this issue. For example, proponents have
organized acts of civil disobedience. In one case, a county commissioner "personally bulldozed a
path in the national forest." "After [the] commissioner [] strayed from the right-of-way, a Forest
Service Special Agent [] stood directly in the path of the bulldozer and displayed a sign ordering
the commissioner to stop." In another county, "500 people built a fence around a water collection
system, which a judge had ordered a rancher to remove from the Humboldt National Forest."
Despite severe actions such as these, they are not very common. Major gubernatorial and county
organizations call for peaceful resolution of conflicts between counties and the federal
government. One in particular mandates "a zero level of tolerance for violence directed against
federal employees." Therefore, the main remaining route for counties to assert their notions of
supremacy is by legal maneuvering.
The article explores two main cases which decided two main theories. The legal battles
there have resulted from counties passing ordinances limiting federal government control of
federal public lands. In one case, the legal theory relied on was the "Legal Footing Doctrine." This
doctrine originated during the time of the original thirteen states and gives states rights on land
after it has passed through federal hands. The counties asserted that the doctrine only refers to
land that existed at that time, not the land in question now. Thus, today's counties "are on a
different footing than the original thirteen states." The court found against the county because it
applies to the same type of land today and the Supremacy Clause prevents counties from
controlling what the federal government already controls.
The Property Clause is another area where states have failed because it invalidates state or
local laws that are "hostile to federal interests in public lands." The result of courts interpreting
county assertions of supremacy can be understood by the Supreme Court's reasoning on this type
of matter when it stated that any "different rule would place the public domain of the United
States at the mercy of state legislation." The author concludes by emphasizing the need for county
and federal cooperation rather than confrontation, for everyone's benefit. (Ty S. Twibell)
Buchsbaum, Peter A., James E. Brookshire & Roger Platt, The Federal Government and
Land Use: The Not So Quiet Evolution Continues, 28 Urb. Law. 517 (Summer 1996).
During recent years, the quiet topic of federal land-use regulation has been brought to the
forefront. An aggressive bill passed in the House in 1995 provides for a 20% diminution threshold
for property owners to obtain Takings compensation if a wetland or endangered species
regulation causes a 20% diminution of value in even a section of one's property, compensation to
the owner is required. This article analyzes some recent developments in federal land use controls
in three ways with three different authors.
The first author, Deputy Counsel for the National Realty Committee (NRC), which
represents real estate owners, builders, lenders, and advisors in Washington discusses
congressional developments affecting federal land use controls. He finds that the 104th Congress
is systematically reappraising the Nation's environmental and land use laws including risk
assessment and private property rights. Bipartisan resolution on some of the issues seems unlikely
and is a "major roadblock" to addressing even modest areas of consensus in respect to major
federal land-sue laws. To minimize irrelevant congressional deliberations, a careful attempt must
be made to consider both property rights and the impact of habitat conversation on those rights.
The second author, Deputy Chief of the General Litigation Section of Environmental and
Natural Resources Division of the United States Department of Justice, "updates the policy
debate over the wetlands program and specifically over the Clinton Administration's 1993 paper
which was discussed in last year's subcommittee report. He feels the debate in federal land use
regulation is a healthy one--environmental goals are important as is respect for the landowner.
Therefore, a need exists for balancing and flexibility.
The third and final author comments on the "celebrated Endangered Species Act case,
Sweet Home Chapter of Communities for a Great Oregon v. Babbitt." This case has constituted
the Supreme Court's most important land-use ruling during its 1994-95 term. It sustained federal
jurisdiction on the regulation wildlife protection but lessened the scope of that authority. The
Court mandated that the government must prove in each prosecution whether the violations of
habitat requirements were "clearly, directly and substantially related to a governmental end,
namely the prevention of harm to existing populations of wildlife." However, the Court sheds
some glimmer of hope for agency deference because agencies are still allowed to define certain
terms. For example, they may define what may or may not constitute "harm." The author
concludes with a final sentence describing this seeming minimal deference "So the government
is not dead yet." (Ty S. Twibell)
With Cases, Statutes, and Recent Developments covering:
Government Operations
Seminole Tribe of Florida v. Florida, 116 S. Ct. 114 (1996).
Meghrig v. KFC Western, Inc., 116 S. Ct. 1251 (1996).
Greater New Orleans Broadcasting Ass'n v. United States, 69 F.3d 1296 (5th Cir. 1995).
Equal Employment Opportunity Comm'n v. Commonwealth of Mass., 77 F.3d 572 (1st Cir. 1996).
Longshore v. United States, 77 F.3d 440 (1996).
Association of Pub.-Safety Communications Officials-Int'l v. Federal Communications Comm'n, 76 F.3d 395 (D.C. Cir. 1996).
Environment
Hughey v. JMS Dev. Corp., 78 F.3d 1523 (11th Cir. 1996).
And Books of Note reviewing:
Decision: How the Supreme Court Decides Cases by Bernard Schwartz (Oxford University Press 1996).
The Little Platoons: Sub-Local Governments in Modern History, by George W. Liebmann (Praeger Publishers).
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