State & Local News
Vol. 21, No. 1, Fall 1997
Legally Speaking
John Copelan
John Copelan is Broward County Attorney in Fort Lauderdale, Florida, and editor of State &
Local Law News.
Infringing on the First Amendment or
Prohibiting Pay to Play?
One of the hotly debated issues at the ABA Annual Meeting was whether the ABA
should become involved in prohibiting the practice of public agencies considering as eligible for
engagement for professional services those lawyers who make political campaign contributions
to or solicit political contributions for the agencies' public officials (a practice known as "Pay to
Play"). Securities and Exchange Commission Chair Arthur Levitt has advocated prohibiting Pay
to Play and, specifically, an ethical rule proposed by the Association of the Bar of the City of
New York. Opponents of the proposal, including the Philadelphia Bar Association, felt the Pay to
Play prohibition was ill advised as an infringement upon a lawyer's First Amendment rights
under the Constitution. This debate spread onto the floor of the ABA House of Delegates at the
Annual Meeting in San Francisco and resulted in an interesting compromise endorsed by the
State and Local Government Law Section, the Government and Public Sector Lawyers Division,
and the Section Officers Conference, wherein the ABA will study a widespread ethical rule
change that will not be limited to bond lawyers and municipal finances but will include lawyer
contributions to judicial candidates and to other political campaigns.
For the last year or so, the SEC Chair has been promoting ending Pay to Play and has
enlisted such notables as Judge William Webster and former Attorney General Elliot Richardson
to call attention to the issue. Others feel that current campaign finance laws and the existing
Rules of Professional Conduct, such as Model Rule 7.2(c), prohibiting a lawyer from giving
"anything of value to a person for recommending the lawyer's services," are adequate without
infringing upon the lawyers' First Amendment rights. Opponents of the change believe that such
proposals to prohibit political contributions that affect lawyers' employment rather than
prohibiting contributions that would influence matters that a lawyer's client may be interested in,
such as lobbying activities, are patently unfair.
The resolution adopted by the ABA House of Delegates calls for the President of the
ABA to appoint a task force to review and study these issues related to political campaign
contributions made or solicited by lawyers and to recommend for consideration by the House of
Delegates at its meeting in August 1998 any additional professional standards, law, or
procedures, if necessary, in the form of amendments to the Model Rules of Professional Conduct,
aspirational ethical standards, or other appropriate measures. What is most interesting to note,
however, is that the charge to the ABA task force is much broader than municipal finance or Pay
to Play. Now the practice of lawyers making significant political campaign contributions to
judicial candidates before whom the lawyers appear is within the charter of the task force as is
the activity of lawyer/lobbyists.
The need for a full study and debate is obvious. At a minimum, the task force should
consider issues raised by both sides to decide: first, if there is a problem that needs fixing; and
then second, if necessary, what, if any, solution should the ABA be involved with.
What are your views on these issues, which will be debated over the next year? We would
like to hear from you and perhaps, to this end, we will dedicate our Summer 1998 issue theme to
examining "Pay to Play" with a point/counterpoint debate with authorities on each side
discussing their respective views of the subject.
A Special Salute for Otto Hetzel
Our own "Washington's Labyrinthine Ways" columnist and colleague from the Section,
Professor Otto J. Hetzel, deserves special recognition for receiving the 1997 Nelson Award for
his service on the ABA Board of Governors Task Force on Government Lawyer Participation in
the ABA. Otto received this prestigious award from the Government and Public Sector Lawyers
Division in San Francisco at the Annual Meeting for his signal service on behalf of 100,000 plus
men and women who practice as government and public sector lawyers at the municipal, county,
state, and federal levels throughout the country. Thanks again, Otto, for a job well done!
Over & Out in Fort Lauderdale
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