Capitol building American Bar Association
2002 Legislative and Governmental Priorities

Independence of the Judiciary:
Erosion of the Judicial Process

Background · Current Status · ABA Policy · Key Points · Links


Background

The Constitution establishes the judiciary as an independent, co-equal branch of the federal government. As a reciprocal check on this power, the Constitution also includes provisions which make the judiciary accountable to the political branches by giving the political branches the powers to nominate and confirm federal judges, impeach and remove federal judges for high crimes and misdemeanors, constitute the lower federal courts, regulate court jurisdiction, and make laws necessary and proper for the exercise of the foregoing powers, including the power to fund and oversee court operations. This system of checks and balances purposely creates a tension between judicial independence and accountability that makes some interbranch friction inevitable. Such tension, if maintained within manageable limits, is a sign that the Constitution is functioning as intended, rather than a cause for concern.

Several bills designed to curb so-called “activism” were introduced during the 105th and 106th Congresses, but none ultimately were signed into law. Among them were S. 248 (Hatch, R-UT) and H.R. 12 (DeLay, R-TX). Both bills were designed to restrain the federal judiciary by limiting judicial discretion through procedural reforms. In addition, Rep. Joel Hefley (R-CO) and Sen. Robert Smith (R-CO) introduced H.J. Res. 11 and S.J. Res 16 respectively. H.J. Res. 11 and S.J. Res 16 were proposed constitutional amendments that would have required reconfirmation of federal judges every ten years. None of these bills received any legislative action before Congress adjourned sine die.

Court-stripping as a legislative tactic was moribund for a decade following congressional rejection in 1984 of all legislative proposals designed to remove the jurisdiction of the federal courts over certain controversial cases. Proponents switched to pursuing constitutional amendments on these subjects, but in the wake of the failure of all such constitutional amendments over the course of the last two Congresses, court-stripping proposals may again re-appear. H.R 3400, the only court-stripping bill of the 106th Congress, was introduced in the House by Rep. Ron Paul (R-TX) and would have stripped the inferior federal courts of jurisdiction to hear partial-birth abortion cases. It was referred to the House Judiciary Committee where there was no further action before Congress adjourned sine die.

In one of its last issued decisions of the 2000-2001 term, the Supreme Court addressed court-stripping provisions in a statute passed during the 104th Congress - the Illegal Immigration Reform and Immigrant Responsibility Act. By ruling that these provisions could not be applied retroactively and that Congress had not spoken with sufficient clarity to strip the district courts of jurisdiction to hear habeas appeals, the Court, in essence, avoided a direct challenge to the constitutionality of the jurisdiction-stripping provisions and adhered to the long-standing presumption that courts should be able to review executive agency decisions and grant writs of habeas corpus for legally indefensible denials of liberty by a federal agency. However, the Court was rather clear about its views: “We agree with petitioners that leaving aliens without a forum for adjudicating claims such as those raised in this case would raise serious constitutional questions.” Calcano-Martinez et al v. Immigration and Naturalization Service, 00-1011 and INS v. St Cry, 00767.

Current Status

While court stripping legislation was not introduced during the 107th Congress, grave concerns were -- and continue to be -- raised over certain provisions in the anti-terrorism legislation that was signed into law as P.L. 107-56 and other subsequent actions by the Administration, such as the non-reviewability by federal courts of final judgments issued by military tribunals and the absence of the right to counsel by detainees suspected of having links to terrorist groups. Concern over non-reviewability was blunted when the Department of Defense’s final rules on the operation of military tribunals clarified that review by an independent military tribunal is available.

Concern over the rights of detainees has not subsided and court challenges to parts of the U.S. Patriot Act and certain Executive actions concerning detainees and enemy combatants are bound to continue during 2003.

ABA Policy

The ABA opposes legislative initiatives that infringe upon the separation of powers between Congress and the courts. The ABA also opposes enactment of any legislation to curtail the jurisdiction of the Supreme Court or the inferior courts or to curtail remedies available to federal courts in cases involving constitutional rights for the purpose of changing constitutional law.

Key Points

    • Judicial independence exists for the benefit of the people, not for the personal benefit of the judge. Article III, Section 1 of the Constitution establishes judicial independence by making the federal judiciary an independent branch of government and by guaranteeing federal judges life tenure during good behavior and an undiminished salary. These guarantees make it possible for a judge to protect and enforce individual rights, even when doing so is contrary to popular opinion, and hold the other branches in check.

    • While there will always be interbranch conflict arising out of disputes over where to draw the line between judicial independence and judicial accountability, the key to managing interbranch tension and maintaining a sound state of judicial independence and accountability in a government of separated powers is for each branch to act with mutual restraint, respect, and common purpose. This is best achieved through productive and cooperative communication among the branches.

    • Although robust criticism of judicial decisions is fully protected by the First Amendment and is indispensable to the well-being of a democracy, misleading or intemperate judicial criticism misinforms the public, distorts their view of the judicial process, and may undermine public confidence in our courts.

    • Since ethical obligations generally prevent judges from defending themselves against misleading criticism, it is incumbent upon the legal profession in particular to correct the record whenever possible.

    • Maintaining public confidence in the judiciary not only depends upon Congress and the courts interacting with the necessary spirit of restraint and common purpose, it also requires a public that is knowledgeable about the fundamental importance of the principle of judicial independence in a healthy democratic republic.

    • Our Constitutional system of government relies on a system of separated powers and checks and balances to prevent the over-concentration of power in any one branch of government. It is incumbent upon each branch to work cooperatively, but still retain its “checking authority,” in order to maintain the balance and distribution of power contemplated by our Constitution.

ABA Links Other Links

Last Updated: January 9, 2003

Background · Current Status · ABA Policy · Key Points · Links

  2002 Priorities:

Application of
State Ethical Codes

Gramm-Leach-Bliley

Health Care Accountability: Medical Malpractice

Health Care Accountability: Patients' Bill of Rights

Immigration

Independence of the Judiciary: Erosion of the Judicial Process

Independence of the Judiciary: Judicial Compensation

Independence of the Judiciary: Judicial Vacancies

Legal Remedies to
Eliminate Discrimination

Legal Services Corporation

Rule of Law: International Organizations

Rule of Law: International Treaties

Student Loan Forgiveness

Tax Simplification