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A panel made up of Paul Hoferer, Vice President and General
Counsel for the Burlington Northern & Santa Fe Railway
Company, Theodore Horton-Billard, Division Head for Farmers
Insurance Group, Judy C. Norris, Vice President & Senior
Corporate Counsel for Blockbuster, Inc., and Peter Myers,
Senior Vice President & Group Counsel for Affiliated Computer
Services, Inc., discussed what their corporations look for
when hiring appellate counsel.
Each corporate client's needs are unique, however, the panelist
agreed on some general principles: corporate counsel often
look for appellate counsel at the very beginning litigation,
they will retain appellate counsel to provide immediate help
to trial counsel in order to preserve the record. In smaller
cases, however, corporate counsel may wait until the need
for appellate counsel arises. Corporate counsel are continually
mindful of the "David v. Goliath" syndrome.
The size of the retained firm, or prominence of the individual
lawyer, may depend on the size of the firm on the other side,
or reputation of opposing counsel handling the case.
Corporate counsel must feel comfortable with the lawyer they
hire, and there must be a good mix with existing trial counsel.
Sometimes, it is the individual lawyer who draws the attention
of the corporate client. Some corporate counsel are comfortable
using appellate practitioners within the same firm as the
retained trial counsel. They also make it a practice to use
local counsel whenever possible. However, national firms are
used when addressing national or global issues.
Corporate counsel consider the practical or political ramifications
that litigation will have, not only on the corporation itself,
but also on the industry as a whole. Corporate counsel look
for lawyers who are able to manipulate the presentation of
the case in a way most favorably to the corporate client's
area of practice within a particular jurisdiction. As a result,
they desire specialists who know the judicial panels within
each applicable region, who are able to tailor the briefs
to suit the particular needs and agendas of sitting justices.
Corporate counsel must decide quickly who to hire. Telephone
calls and letters received after the case is in the paper
are too late. Therefore, you must establish your contacts
in advance. Attend meetings and conferences where corporate
counsel are present and introduce yourself. Follow up personal
introductions with letters and phone calls.
Corporate counsel sometimes request proposals for representation.
When they do, they are looking for lawyers in the particular
community who meet their needs, who are customer -service
oriented, and who are capable business partners to help them
manage the litigation and its impact on the business. Corporate
counsel look for firms that can deliver service in a pinch
or time crunch. They want honest, straightforward appraisals
of the merits of the case and proposed plans of action, with
information on all potential adverse ramifications of certain
actions and a cost benefit analysis.
Corporate counsel are more likely to employ outside counsel
that have knowledge of corporate employment policies, and
corporate political or social business outlook. They appreciate
outside counsel who have researched the case and potential
issues well ahead of the initial interview. They want lawyers
who are able, based upon experience, to give statistical probability
for prospective court rulings and an explanation of how the
judicial panel hearing the case may decide it. Lawyers who
are knowledgeable about trends in law and apply them to applicable
facts that affect the corporation will be retained.
Once retained, there is an expectation that outside appellate
counsel will be able to prepare a budget of the potential
cost of litigation, and deliver timely status reports. Corporate
counsel are looking for a team approach. Some are very hands-on
and require extensive care and feeding. They expect outside
counsel to deliver draft briefs well in advance of due dates
and to participate in moot court rehearsals of oral arguments.
Corporate counsel would also like to be notified of any extension
or other procedural requests well in advance of their making
just in case such a request may have an overall corporate
or business impact.
Intercorporate communications, issues of press communications,
global issues and institutional issues necessitate regular
reports. However, all status reports and communication should
be short, clear and precise.
On the other hand, corporate counsel fire outside counsel
who fail to follow direction, who submit poor quality legal
work, who have frequent billing disputes, who have inadequate
reporting, who take cases from adverse corporate clients,
who breach the chain of command, who fail to return e-mails
or phone calls, who fail to give drafts of briefs well ahead
of time, who are poor communicators, and who do not get the
results the client expects.
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