This Committee deals with the development and application of the federal securities laws. In this connection, it interacts with the U.S. Securities and Exchange Commission, the Public Company Accounting Oversight Board (PCAOB) and the various self-regulatory organizations (SRO's), such as the New York Stock Exchange and the Financial Industry Regulatory Authority (FINRA). The Committee monitors legal developments, comments on SEC, PCAOB and SRO rule proposals, reviews securities legislation and addresses legal issues and regulatory interpretations with the applicable securities regulators. The Committee also publishes position papers, provides practical guidance to its members and conducts programs and forums covering topical securities law issues.

Materials

Illustrative Access Bylaw (Exposure Draft, Committee Task Force on Shareholder Proposals - 6/15/09)

Comment Letters

Dialogue with the SEC Director of Corporation Finance

Keynote Speeches

Reports

Resources

Special Studies

2003 Fall Meeting Audio

Securities Sites of Interest

- Join Our Committee
- Join Our SECTION
- Join The ABA

Chair:  Jeffrey Wayne Rubin

Vice-Chair:  Catherine T Dixon, Anne G Plimpton

Committee Roster (2908 total members)

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