ABA Section of Business Law
eSource
Ugh! The Investigation Reveals Misconduct: Advice, Ethical Considerations, Revelations and Pearls of Wisdom to Corporate Counsel on Next Steps (and Missteps!)
- An expert panel discusses what happens after an investigation shows that there is a problem: what steps should be taken, how to respond to claims from regulatory agencies claims, what evidence must be preserved, how is D & O coverage preserved, and practical tips on surviving the experience. The panel reviews counsel's ethical dilemma balancing assertive advocacy for the client and avoiding personal liability in the toxic cocktail of multiple criminal, regulatory and civil proceedings.
