NYSE - Amendment No. 1 to the NYSE's Corporate Governance
Rule Proposals
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NYSE - Corporate Governance Rule Proposals Reflecting Recommendations from the
NYSE Corporate Accountability and Listing Standards Committee as
approved by the NYSE Board of Directors, August 1, 2002.
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NASD - Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto
by National Association of Securities Dealers, Inc. Relating to Shareholder
Approval for Stock Option Plans or Other Arrangements
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NASD - Amendment No. 2 Thereto by National Association of Securities
Dealers, Inc. Relating to Shareholder Approval for Stock Option
Plans or Other Arrangements
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NASD - Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Association of
Securities Dealers, Inc. Relating to Proposed Amendments to NASD Rules 4200 and 4350
Regarding Board Independence and Independent Committees
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New York Stock Exchange's amendments to its proposed independence tests for
Directors, filed with the SEC on March 12, 2003
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NYSE Press Release, dated June 6, 2002, Entitled NYSE Board Releases
Report of Corporate Accountability and Listing Standards Committee
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NYSE Report of Corporate Accountability and Listing Standards Committee,
dated June 6, 2002
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NYSE Comparison Chart of Recommendations, dated June 6, 2002
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Nasdaq Press Release, dated June 5, 2002, Entitled
Nasdaq Submits First Round of Corporate Governance Rule Changes to the SEC;
Announces Plan for Additional Issues for Review This Month
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Nasdaq Press Release, dated April 12, 2002, Entitled Nasdaq Proposes
Improvements to Corporate Governance Standards to Benefit Investors.
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Response from Wick Simmons, Chairman and Chief Executive Officer of Nasdaq to Securities and Exchange Commission
Chairman Harvey L. Pitt regarding Corporate Governance Standards, dated April 11, 2002
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Self-Regulatory Organizations: Notice of Filing
Proposed Rule Changes by the National Association of
Securities Dealers, Inc. and the New York Stock
Exchange, Inc. Relating to Research Analyst Conflicts of
Interest, effective March 8, 2002. Securities and Exchange Commission Release No. 34-45526; File Nos. SR-
NASD-2002-21; SR-NYSE-2002-09
