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  ABA Presidential Task Force on Corporate Responsibility

 

CORPORATE GOVERNANCE

SEC Proposals

SEC Final Rule: Standards Relating to Listed Company Audit Committees, dated April 9, 2003. Securities and Exchange Release Nos. 33-8220; 34-47654

SEC Final Rule: Strengthening the Commission's Requirements Regarding Auditor Independence, dated January 28, 2003. Securities and Exchange Release Nos. 33-8183; 34-47265; See also Corrections to Final Regulations, Rel. No. 33-8183a.

SEC Final Rule: Disclosure Required by Sections 406 and 407 of the Sarbanes-Oxley Act of 2002, dated January 23, 2003. Securities and Exchange Release Nos. 33-8177; 34-47235; See also Corrections to Final Regulations, Rel.. No. 33-8177a.
SEC Final Rule: Acceleration of Periodic Report Filing Dates and Disclosure Concerning Website Access to Reports, dated September 5, 2002. Securities and Exchange Release Nos. 33-8128; 34-46464; FR-63; See also Technical Amendments to Final Rule Release No. 33-8128.
SEC Final Rule: Implementation of Standards of Professional Conduct for Attorneys, dated January 29, 2003. Securities and Exchange Commission Release Nos. 33-8185; 34-47276; IC-25929; File No. S7-45-02

SEC Proposed Rule: Implementation of Standards of Professional Conduct for Attorneys, dated January 29, 2003. Securities and Exchange Commission Release Nos. 33-8186; 34-47282; IC-25920; File No. S7-45-02

Proposed Rule: Framework for Enhancing the Quality of Financial Information Through Improvement of Oversight of the Auditing Process, dated June 26, 2002. Securities and Exchange Commission Release Nos. 33-8109; 34-46120; 35-27543; IA-2039; IC-25624

Proposed Rule: Form 8-K Disclosure of Certain Management Transactions, dated April 12, 2002. Securities and Exchange Commission Release Nos. 33-8090; 34-45742

Proposed Rule: Acceleration of Periodic Report Filing Dates and Disclosure Concerning Website Access to Reports, dated April 12, 2002. Securities and Exchange Commission Release Nos. 33-8089; 34-45741

Securities and Exchange Commission Press Release, dated March 19, 2002, regarding final plans for completing reviews of auditor independence systems and controls

Securities and Exchange Commission Press Release, dated February 13, 2002, regarding proposed changes in corporate disclosure rules

Public Statement by Securities and Exchange Commission Chairman Harvey L. Pitt: Remarks at the 29th Annual Securities Regulation Institute, dated January 23, 2002

Securities and Exchange Commission Press Release, dated January 22, 2002, setting forth its views regarding disclosure that should be considered by public companies while preparing annual reports for the year recently ended.

Commission Statement about Management's Discussion and Analysis of Financial Condition and Results of Operations, effective January 2, 2002. Securities and Exchange Commission Release Nos. 33-8056; 34-45321; FR-61

Cautionary Advice Regarding Disclosure About Critical Accounting Policies, effective December 12, 2001. Securities and Exchange Commission Release Nos. 33-8040; 34-45149; FR-60

Cautionary Advice Regarding the Use of "Pro Forma" Financial Information in Earnings Releases, effective December 4, 2001. Securities and Exchange Commission Release Nos. 33-8039; 34-45124; FR-59