Report of the U.S. Senate's Committee on Governmental Affairs Entitled:
Speech by Securities and Exchange Commission Chairman Harvey L. Pitt:
Speech by Securities and Exchange Commission Chairman Harvey L. Pitt:
, U.S. Senate, dated July 16, 2002
, Remarks by the President on Corporate Responsibility,
dated July 9, 2002
Speech by Securities and Exchange Commission Chairman Harvey L. Pitt:
Speech by Securities and Exchange Commission Chairman Harvey L. Pitt:
Speech by Henry M. Paulson, Jr., Chairman & CEO of The Goldman Sachs
Group, entitled
by John C. Coffee, Jr., dated May 13, 2002
, Senior Vice President and General Counsel, Fidelity Management
and Research Company, before the NYSE Committee on Accountability and Listing Standards, May 8, 2002
Witness list, written statements of witnesses and exhibits introduced by Senators at the hearing
held May 7, 2002 by Senator Carl Levin's Subcommittee on Investigations of the Senate Governmental
Affairs Committee:
Statement from Senator Joe Lieberman, Chairman of the Senate Committee on Governmental Affairs,
regarding
The Role of the Board of Directors in Enron’s Collapse, dated May 7, 2002
Amendments to the
Toronto Stock Exchange Corporate Governance Guidelines,
with accompanying
letter from Clare Gaudet, Vice President of Issuer
Services, dated April 29, 2002
United States Senate Committee on Finance,
Hearings on Corporate Governance and Executive Compensation, April 18, 2002
Testimony Before the Senate Finance Committee, by Robert C. Pozen, Former
Vice President of Fidelity Investments, Concerning
Corporate Governance and
Executive Compensation, dated April 18, 2002
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Testimony Before the Senate Finance Committee by Dr. Carolyn Kay Brancato, Director,
Global Corporate Governance Research Center The Conference Board dated April 18, 2002
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Letter to H. Carl McCall, Gerald M. Levin, Leon Panetta and Members of the Corporate
Accountability and Listing Standards Committee from Peter C. Clapman, Senior Vice
President and Chief Counsel, Corporate Governance, TIAA-CREF, dated April 10. 2002
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National Investor Relations Institute's
Ten-Point Program to Restore Investor Confidence, dated April 9, 2002
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Public Statement by Securities and Exchange Commission Chairman Harvey L. Pitt:
Remarks at the Inaugural Lecture of the JD/MBA Lecture Series, dated April 4, 2002
Testimony of Kathy Gibson, head of the American Society of Corporate Secretaries
Enron Task Force, before the NYSE Committee on April 4, 2002
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Written comments of the American Society of Corporate Secretaries to the
NYSE Special Committee on Corporate Accountability and Listing Standards--
Recommends Best Practices Guidelines for Listed Companies, dated April 2, 2002
A set of recommendations published by the Financial Executives International Task Force
titled
FEI Observations and Recommendations: Improving Financial Management, Financial Reporting
and Corporate Governance, dated March 2002
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"Corporate Governance, An Experienced Model," by R. Thomas Moore, Retired Chairman
and CEO, Cleveland-Cliffs, Inc, Director's Monthly, Newsletter of the National
Association of Corporate Directors, March 2002
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Remarks by Chairman Alan Greenspan at the Stern School
of Business, New York University, New York, New York
regarding
Corporate Governance, dated March 26, 2002
Written Testimony Before the Committee on Banking,
Housing and Urban Affairs, United States Senate, by
Harvey L. Pitt, Chairman, U.S. Securities and Exchange
Commission, Concerning
Accounting and Investor Protection Issues Raised by Enron and Other Public
Companies, dated March 21, 2002
Testimony Before the Committee on Financial Services,
United States House of Representatives, by Harvey L.
Pitt, Chairman, U.S. Securities and Exchange
Commission, Concerning
The
Corporate and Auditing Accountability, Responsibility, and Transparence
Act, dated March 20, 2002
Statement of The Business Roundtable for the Committee
on Financial Services, United States House of
Representatives, Concerning
The Corporate and Auditing Accountability, Responsibility and
Transparency Act of 2002, dated March 20, 2002.
Statement by Franklin D. Raines Chairman, Corporate Governance
Task Force of The Business Roundtable Before the U.S. House Committee
on Financial Services , dated March 20, 2002.
Hearing of the Oversight and Investigations
Subcommittee of the Energy and Commerce Committee,
United States House of Representatives,
Concerning the Financial Collapse of Enron and Including testimony of
Vinson & Elkins, LLP and in-house legal counsel of
Enron, dated March 14, 2002
Memorandum by the Special Study Group of the Committee
on Federal Regulation of Securities of the Section of
Business Law of the American Bar Association, Concerning
a
Special Study on Market Structure, Listing Standards and Corporate
Governance, dated March 13, 2002
Speech by Securities and Exchange Commission Chief
Accountant Robert K. Herdman:
Making Audit Committees More Effective, dated March 7, 2002
Remarks by President George W. Bush at the Malcolm
Baldridge National Quality Award Ceremony at the
Washington Hilton Hotel outlining a
Plan to Improve Corporate Responsibility, dated March 7, 2002
Memorandum by the General Accounting Office Comptroller
David M. Walker regarding
Highlights of the General Accounting Office's Corporate
Governance, Transparency, and Accountability Forum, dated March 5, 2002
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Recommendations from the National Association of
Corporate Directors to the Committee on Energy and
Commerce, United States House of Representatives,
Concerning
Reforms in the Aftermath of the Enron Bankruptcy, dated March 1, 2002
Testimony Before the Committee on Banking, Housing and
Urban Affairs, United States Senate, by Ira M.
Millstein, Co-chairman of the Blue Ribbon Committee on
Improving the Effectiveness of Corporate Audit
Committees, Concerning the
Role and Independence of Public Company Boards, The Professionals Upon Whose
Advice They Must Rely and the Role of Compensation,
dated February 27, 2002
Public Statement by Securities and Exchange Commission
Chairman Harvey L. Pitt:
Remarks at the SEC Speaks Conference, dated February 22, 2002
Public Statement by Securities and Exchange Commission
Chairman Harvey L. Pitt:
Remarks at the Winter Bench and Bar Conference of the Federal Bar Council, dated
February 19, 2002
Speech by Securities and Exchange Commission Enforcement
Director Stephen M. Cutler at the
Glasser LegalWorks 20th Annual Federal Securities Institute, dated
February 15, 2002
Letter from Securities and Exchange Commission Chairman
Harvey L. Pitt to the Chairmen of the NYSE and NASDAQ
regarding
Corporate Governance Standards, dated February
12, 2002
Letter From Sarah A. B. Teslik, Executive Director of
The Council of Institutional Investors, to Harvey L.
Pitt, Chairman, U.S. Securities and Exchange
Commission, Concerning
Improving Investor
Safeguards, dated February 4, 2002
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Executive Summary and Conclusions from the Report of
Investigation by the Special Investigative Committee of
the Board of Directors of Enron Corp. by William C.
Powers, Jr., Chair, dated February 1, 2002
After Enron: A Survey Conducted By The
Institute of Internal Auditors and the National
Association of Corporate Directors, dated January 31, 2002
Speech by Securities and Exchange Commission Chief
Accountant Robert K. Herdman:
Critical Accounting and Critical Disclosures, dated January 24, 2002
Testimony Before the Committee on Governmental Affairs,
United States Senate, by Arthur Levitt, dated January 24, 2002
Public Statement ("Op-Ed" for the
Wall Street
Journal) by Securities and Exchange Commission
Chairman Harvey L. Pitt:
How to Prevent Future Enrons, dated December 11, 2001
Remarks by William T. Allen, Director of NYU Center for
Law & Business, to the Bar Association of the City of
New York regarding
Corporate Governance Post-Enron, dated April 1, 2002
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Comparison Of Corporate Governance Guidelines And Codes Of Best Practice:
United States, 2002 edition (1.35 mb)
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Report by Dr. Carolyn Kay Brancato of The Conference
Board of the Global Corporate Governance Research
Center, Concerning
In the Wake of Enron, Does Your Board Have an Effective Management System of Its
Own?
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The Impact of the Current Economic and Business
Environment on Financial Reporting, by Arthur
Andersen, Deloitte & Touche, Ernst & Young, KMPG,
PricewaterhouseCoopers and the American Institute of Certified Public Accountants
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Statement by California Public Employees' Retirement
System (CalPERS), Concerning
Financial Market Reform
Principles, Returning to the Basics: Transparency,
Ethics and Accountability
Corporate Director's Guidebook, Third Edition (2001)
