A Year in the Life of a High Tech Standard Setting Organization:
Antitrust Laws and Patent Enforcement
4:30 p.m.-6:30 p.m. (Brussels),
10:30 a.m.-12:30 p.m. (Eastern),
9:30 a.m.-11:30 a.m. (Central),
7:30 a.m.-9:30 a.m. (Pacific),
September 25, 2001
Houston, Texas
On Tuesday, September 25, 2001, 9:30 - 11:30 a.m., the Intellectual Property Committee, in conjunction with the Antitrust & Trade Regulation Section of the Houston Bar Association, will present an innovative program on standard setting issues. The program will be held in Houston, Texas at Baker Botts L.L.P., One Shell Plaza, 38th floor, 910 Louisiana, Houston, Texas, 77001. Satellite locations include Brussels, Belgium, Minneapolis, Minnesota, Philadelphia, Pennsylvania, San Diego, California, Santa Clara, California, St. Louis, Missouri, and Washington D.C.
The program will cover antitrust and intellectual property issues that arise in competitors' participation in standard setting and will include brief vignettes. The brief vignettes will each be followed by commentary and analysis. Key issues will relate to explicit and implicit disclosure obligations relating to patents and patent applications. This is an area of growing importance to patent holders, standard setting organizations, and companies that engage in standard setting activity. The recent litigation involving SDRAM (Rambus v. Infineon) and DIMM interface (Kingston v Sun Microsystems), and the FTC enforcement action against Dell Computer Corp., (121 F.T.C. 616, 1996 FTC Lexis 291, 1996 WL 350997), underscore the importance of this topic.
A listing of relevant resources is set forth below.
This program will feature:
Mr. Balto is a partner with White & Case and is located at the firm's Washington D.C. office. Mr. Balto was the former Policy Director of the Bureau of Competition of the Federal Trade Commission.
Ms. Lewis is a partner with Vinson & Elkins and is located at the firm's Dallas office. Ms. Lewis specializes in complex commercial litigation, including intellectual property and antitrust matters.
Mr. Cowie is currently a partner with Howrey Simon Arnold & White, LLP and is located at the firm's Washington D.C. office. Mr. Cowie, who was lead counsel for Sun Microsystems in its litigation with Kingston Technology Company, has been named as Senior Litigation Counsel of the Bureau of Competition of the Federal Trade Commission.
Please forward this message to other persons who may be interested.
Anthony Chavez
281.834.1642 or 713.256.7941
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Satellite Locations
Brussels, Belgium
From a conference room in the Brussels office of Cleary, Gottlieb, Steen & Hamilton. Contact Maurits Dolmans to register. His contact information is set forth below::
Maurits Dolmans
Cleary, Gottlieb, Steen & Hamilton
57 rue de la Loi / Wetstraat 57
B-1040 Brussels, Belgium
tel. +32-2-287.20.00
fax +32-2-231.16.61
GSM +32-475-43.05.24
email: MDolmans@cgsh.com
secretary: Danielle Andre,
Minneapolis, Minnesota
From a conference room in Dorsey & Whitney's Minneapolis office. Contact Michael Lindsay to register. His contact information is set forth below:
Michael Lindsay
Dorsey & Whitney LLP
Pillsbury Center South Ste. 1300
220 South Sixth Street
Minneapolis MN 55402
Tel: (612) 340-7819
Fax: (612) 340-8800
email: lindsay.michael@dorseylaw.com
Philadelphia, Pennsylvania
From a conference room in Duane Morris's Philadelphia office. Contact Ed Biester to register. His contact information is set forth below:
Edward G. Biester, III
Duane Morris
One Liberty Place
Philadelphia, PA 19103-7396
Phone: 215.979.1162
Fax: 215.979.1020
E-mail:
Santa Clara, California
From an Intel conference room in Santa Clara (near the junction of the Central and San Tomas Expressways). Interested individuals should contact Jim Murray, Director, Antitrust and Competition Policy, Intel Corp and Vice-chair, Computer Industry Committee, by email at
james.a.murray@intel.com, providing full name, business affiliation and contact information (email and phone number preferred) so that he can provide them further directions and instructions about how to register w/ site and building security for access that morning. Because of last week's terrorist attacks and resulting security steps, advance arrangements are required.San Diego, California
From a 7th Floor conference room in Gray Cary's Golden Triangle Office. Contact David R. Steinman to register. His contact information is set forth below::
David R. Steinman, Esq.
Gray Cary Ware & Freidenrich LLP
4365 Executive Drive, Ste. 1100
San Diego, CA 92121-2133
Email:
St. Louis, Missouri
From a conference room in Armstrong Teasdale's office in St. Louis. Contact Glenn Davis to register. His contact information is set forth below::
Glenn E. Davis
Armstrong Teasdale LLP
One Metropolitan Square-2600
St. Louis, MO 63102-2740
Main: 314.621.5070
FAX: 314.621.5065
Direct: 314.342.8002
Direct Fax: 314.612.2241
Cell: (314) 550-5122
Philadelphia, Pennsylvania
From a conference room in Duane Morris's Philadelphia office. Contact Ed Biester to register. His contact information is set forth below:
Edward G. Biester, III
Duane Morris
One Liberty Place
Philadelphia, PA 19103-7396
Phone: 215.979.1162
Fax: 215.979.1020
E-mail:
Washington, D.C.
From a conference room in McDermott, Will & Emery's Washington D.C. Contact Carl W. Schwarz to register. His contact information is set forth below:
Carl W. Schwarz
McDermott, Will & Emery
600 13th Street, NW
Washington, D.C. 20005
Telephone: 202-756-8065
Facsimile: 202-756-8128
Resources
Antitrust and Standards Setting
Treatise
Herb Hovenkamp, Mark A. Lemley, and Mark Janis, Intellectual Property and Antitrust, has a chapter on Standard-Setting
Organizations.
Articles
James J. Anton, Dennis A. Yao, Standard-Setting Consortia, Antitrust, and High-Technology Industries, 64 Antitrust L.J. 248 (1995).
David A. Balto, Standard Setting in the 21st Century Network Economy, 18 Computer & Internet Lawyer 5 (June 2001).
Jack E. Brown, Technology Joint Ventures to Set Standards or Define Interfaces, 61 Antitrust L.J. 921, 932 (1993).
Dennis W. Carlton & J. Mark Klamer, The Need for Coordination Among Firms, with Special References to Network Industries, 50 U. Chi. L.Rev. 446 (1983).
Michael G. Cowie and Joseph P. Lavelle, Patents Covering Industry Standards: The Risks to Enforceability Due to Conduct Before Standard-Setting Organizations, AIPLA LJ (in press).
Paul David and Shane Greenstein, The Economics of Compatibility Standards: An Introduction to the Recent Research, I Economics of Innovation and New Tech. 3 (1990).
Farrell, Standardization and Intellectual Property, 30 Jurimetrics J 35 (1989).
Sean P. Gates, Standards, Innovation, and Antitrust Integrating Innovation Concerns into the Analysis of Collaborative Standard Setting, 47 Emory L.J. 583 (1998).
Richard Gilbert, "Symposium on Compatibility: Incentives and Market Structure," 40 J. Ind. Econ. 1 (1992).
Harry S. Gerla, Federal Antitrust Law and Trade and Professional Association Standards and Certification, 19 Dayton L. Rev. 471, 531 (1994).
Carole E. Handler and Julian Brew, The Application of Antitrust Rules to Standards in the Information Industries--Anomaly or Necessity 14 The Computer Lawyer 1, 7 (Nov. 1997).
Jennifer L. Gray, Antitrust Guidelines for Participating in Standard Setting Activities, Corporate Counseling Report, Spring 2001.
Michael Katz & Carl Shapiro, Systems Competition and Network Effects, 8 J. Econ. Persp. 93 (1994);
Douglas D. Leeds, Raising the Standard: Antitrust Scrutiny of Standard-Setting Consortia in High Technology Industries, 7 Fordham Intellectual Property, Media & Entertainment L.J. 641 (1997).
Mark A. Lemley, Antitrust and the Internet Standardization Problem, 28 Conn. L. Rev. 1041 (1996).
Mark A. Lemley, Antitrust, Intellectual Property, and Standard-Setting Organizations, (in preparation).
Veronica Lewis, Rambus’ Limited Patent Disclosure To A Standard Setting Body Was Found To Be Fraudulent But Not An Antitrust Violation, AT-IP Report (June 6, 2001).
Miller, Standard-Setting in the Computer Industry - the Antitrust Risks, 13 The Computer Lawyer 1 (Dec. 1996).
Schallop, Leveraging Intellectual Property Rights to Encourage Interoperability in the Network Computing Age, 28 AIPLA L.J. 195 (2000).
Carl W. Shapiro & Hal R. Varian, Information Rules: A Strategic Guide to the Network Economy at 208-210 (1999).
D. Schneck, Setting The Standard: Problems Presented to Patent Holders Participating in the Creation of Industry Uniformity Standards, 20 Hastings Comm/Ent. L.J. 641 (1998).
Relevant Speeches and Testimony
Mary L. Azcuenaga, The Intersection of Antitrust and Intellectual Property: Adaptations, Aphorisms and Advancing the Debate, before the American Law Institute-American Bar Association, Antitrust/Intellectual Property Claims in High Technology Markets, San Francisco, California, January 25,1996.
David A. Balto, Standard Setting in a Network Economy, then Assistant Director Office of Policy and Evaluation, Bureau of Competition, Federal Trade Commission, before Cutting Edge Antitrust Law Seminars International, New York, New York, February 17, 2000, available at:
http://www.ftc.gov/speeches/other/standardsetting.htmAmy A. Marasco, Vice President and General Counsel, American National Standards Institute, Testimony before the Federal Trade Commission, December 1, 1995, available at
http://www.ftc.gov/opp/global/marasco.htmRobert Pitofsky, Self Regulation and Antitrust, before the DC Bar Ass'n, February 18, 1998, available at
http://www.ftc.gov/speeches/pitofsky/self4.htm
Robert A. Skitol, Antitrust Issues Confronting Collective Standard Setting in High-Technology Industries, before the ABA Antitrust Section , February 25, 1999.