You currently do not have JavaScript enabled in your web browser.
The ABA website relies on JavaScript for display purposes.
To fully experience the ABA site, please enable javascript.
American Bar Association

ADMINISTRATIVE & REGULATORY LAW NEWS


We're always looking for better ways to serve our members and the public. We appreciate your comments.

Winter 1999, Vol 24 No2

Fall Meeting Highlights

By William S. Morrow, Jr.*


Olson Says Outlook Dim for Reg Reform in '99

Speaking in the Crystal Ballroom of the Carlton Hotel in Washington, DC, Barbara K. Olson, former General Counsel to the Senate Assistant Majority Leader, told a near capacity audience assembled for the Section's Fall Meeting that regulatory reform was stalled on the Hill and that the possibility of any significant movement in the coming year was remote.

She predicted that regulatory reform would not make the Republican leadership's "top ten" list of legislative priorities for the next session of Congress.

Complicating matters is the disagreement between competing majority factions over the Thompson-Levin bill, S.981. Those who criticize it for falling short oppose it on the ground that passage would forestall real reform. Olson also noted that "Hill staffers cannot get a meeting with the leadership on regulatory reform given the [President's] current situation."

And what does Ms. Olson think it will take to produce a passable bill: "a true bipartisan product."

Ms. Olson's presentation was part of the Fall Meeting's program, Annual Review of Judicial and Legislative Developments in Administrative Law and Regulatory Practice. Her remarks on Regulatory Reform were part of her presentation on legislative developments. Judicial Developments since last year's Fall Meeting were addressed by Professors William Funk and Ronald Levin. Professor Funk addressed Supreme Court and circuit court decisions on standing; Professor Levin addressed noteworthy developments in judicial review. Finally, Professor Thomas Sargentich summarized developments in the literature on Administrative Law in the past year.

C. Boyden Gray Critiques Clinton White House Counsel During Conference on Role of Government Lawyers

The final program of the Section's Fall Meeting on October 9, 1998, served as the setting for a candid assessment of Clinton White House Counsel Charles F. C. Ruff's performance in the Ken Starr investigation.

C. Boyden Gray, who occupied the office during the Bush administration, expressed three areas of disagreement with Ruff's perspective on the proper role of lawyers who represent the presidency and not the president.

First, he disagrees with the White House's assertion that Deputy White House Counsel Bruce R. Lindsey may claim common-law attorney-client privilege with respect to communications concerning the Lewinsky matter since the Supreme Court already has held that executive privilege, a constitutional privilege, does not apply in that situation. "How can attorney-client privilege be broader than executive privilege?" [Editor's note: The Supreme Court recently denied certiorari of the DC Circuit's rejection of Lindsey's claim.]

Second, he thinks it was inappropriate for Clinton White House counsel to debrief Starr grand jury witnesses. "I do not believe taxpayers should be paying for that." He said his office did not debrief any of the "Iran-Contra" witnesses; although he did acknowledge a lack of time and staff for conducting such witness interviews, in any event.

Finally, he questioned what he facetiously referred to as an asserted "media privilege" -- a claim of work-product confidentiality for materials developed, in his estimation, not in anticipation of litigation but in apprehension of bad press.

As for the role of agency attorneys generally, the panelists highlighted the importance of informing public officials in advance just who the client is -- the board, the commission, the agency, etc., and their appointed and elected members -- so that agency employees are not confused about which discussions are protected and which are not.

David J. DeVries, Chief Deputy Attorney General for the State of Pennsylvania, reminded the audience that attorney-client privilege has been held not to apply at meetings attended by but not called by the client. Sharon E. Pendak, County Attorney for Prince William County, Virginia, offered this advice when litigation is pending, "Clarify who the client is specifically and what conflicts can arise in multi-client situations."

Gray closed with the observation that although joint defense agreements normally do not create a waiver of attorney-client privilege, the opposite may be true when a government attorney participates in a joint defense agreement and the government attorney's employer is the prosecutor.

Council Returns Risk Assessment Resolution to Rulemaking Committee

Risk assessment reform will have to wait a bit longer for input from the American Bar Association. At the Council meeting on October 10, the Section's Council deferred until February its decision on whether to recommend that the ABA put its weight behind a set of guidelines intended to improve federal agency risk assessments, as conceived by and proffered to the Council by the Rulemaking Committee.

The Council asked the Committee to report back next February after first considering an alternative set of guidelines presented at the fall meeting by past section chair Tom Susman, and after addressing the concerns raised at the meeting by two Hill staffers: Paul Noe, Counsel to the Senate Committee on Governmental Affairs, and Nandan Kenkeremath, Majority Counsel to the House Committee on Commerce.

Committee co-chair and past section chair, Professor Peter L. Strauss, of Columbia University School of Law, subsequently conferred with Messrs. Susman, Noe, Kenkeremath and others and has drafted a proposal responding to their concerns. Professor Strauss anticipates presenting the latest draft at the council's February meeting. A brief discussion of the issues follows:

Risk assessment is defined in the committee's draft report as "a process for calculating the probability and magnitude of identified adverse effects, most commonly excess deaths from cancer caused by exposure to a chemical or radiological agent," the purpose of which, according to the committee's latest proposal, is to "gather, analyze, organize, and present relevant information, in order to help risk managers and the public understand risk."

The committee proposes that the guidelines should apply to any legislation, executive orders, and agency rules formally requiring "that agencies of the Federal Government undertake formal risk assessments in advance of regulatory action concerning health and safety issues."

The four principal areas of disagreement between the committee's first draft, on the one hand, and the alternative submitted at the fall meeting, on the other, and the corresponding compromise provisions assented to by the parties, are as follows:

1. The committee's original guidelines limited peer review "to discrete issues upon which there is considerable disagreement, uncertainty, or other difficulty"; the alternative guidelines deemed peer review desirable and placed no limits on the frequency of its use; the compromise declares: "Peer review . . . is often desirable . . . where there is a complex factual or theoretical basis, although its potential for adding expense and delay makes it inappropriate as a general requirement."

2. The committee's original guidelines counseled that "agencies should use qualitative risk assessments where uncertainty or the qualitative aspects of risk prevail"; the alternative guidelines confined consideration of qualitative factors to the risk management phase and required that such factors be explicitly identified; the compromise simply admonishes that risk assessments "should fully disclose qualitative aspects of risk."

3. The committee's original guidelines declared that risk comparisons "should be approached with great cautio" and that "comparison of unlike risks should be avoided"; the alternative guidelines found risk comparisons helpful and contained no proscription against comparing unlike risks; the compromise declares: "Risk comparisons can be helpful for placing risks in context, but the comparisons should be approached with caution, particularly among dissimilar risks, and critical features of the compared risks should be fully disclosed."

4. The committee's original guidelines required risk assessment "only where the decision is of sufficient significance to warrant the effort"; the alternative guidelines contained no such limitation; the compromise retains the limitation with respect to statutorily imposed requirements but expressly acknowledges that "risk assessments can be useful across a broad range of programs and decisions."


At the Section of Administrative Law & Regulatory Practice we are always looking for new and better ways to serve our members, the bar and the public. If you have any comments, ideas or features you would like us to incorporate, or if you have difficulties with any of the links in these pages, please contact the Section's Webmaster.

spacer.GIF - 56 Bytes Section Logo



ABA and Section
Membership information


For additional information on the Section, please contact
Leanne Pfautz at:
Phone: (202) 662-1665
Fax: (202) 662-1529

E-Mail: adminlaw@abanet.org

ABA Section of Administrative Law & Regulatory Practice,
10th Floor, 740 15th Street, NW Washington,
DC 20005-1009
E-Mail: adminlaw@abanet.org