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Winter 1999, Vol 24 No2
Fall Meeting Highlights
By William S. Morrow, Jr.*
Olson Says Outlook Dim
for Reg Reform in '99
Speaking in the Crystal Ballroom
of the Carlton Hotel in Washington, DC, Barbara K. Olson, former General Counsel to the
Senate Assistant Majority Leader, told a near capacity audience assembled for the
Section's Fall Meeting that regulatory reform was stalled on the Hill and that the
possibility of any significant movement in the coming year was remote.
She predicted that regulatory reform would not make the Republican
leadership's "top ten" list of legislative priorities for the next session of
Congress.
Complicating matters is the disagreement between competing majority
factions over the Thompson-Levin bill, S.981. Those who criticize it for falling short
oppose it on the ground that passage would forestall real reform. Olson also noted that
"Hill staffers cannot get a meeting with the leadership on regulatory reform given
the [President's] current situation."
And what does Ms. Olson think it will take to produce a passable bill:
"a true bipartisan product."
Ms. Olson 's presentation was part of the Fall Meeting's program,
Annual Review of Judicial and Legislative Developments in Administrative Law and
Regulatory Practice. Her remarks on Regulatory Reform were part of her presentation on
legislative developments. Judicial Developments since last year's Fall
Meeting were addressed by Professors William Funk and Ronald Levin. Professor Funk
addressed Supreme Court and circuit court decisions on standing; Professor Levin addressed
noteworthy developments in judicial review. Finally, Professor Thomas Sargentich
summarized developments in the literature on Administrative Law in the past year.
C. Boyden Gray Critiques Clinton White
House Counsel During Conference on Role of Government Lawyers
The final program of the
Section's Fall Meeting on October 9, 1998, served as the setting for a candid assessment
of Clinton White House Counsel Charles F. C. Ruff 's performance in the Ken Starr
investigation.
C. Boyden Gray, who occupied the office during the Bush administration,
expressed three areas of disagreement with Ruff 's perspective on the proper role of
lawyers who represent the presidency and not the president.
First, he disagrees with the White House 's assertion
that Deputy White House Counsel Bruce R. Lindsey may claim common-law attorney-client
privilege with respect to communications concerning the Lewinsky matter since the Supreme
Court already has held that executive privilege, a constitutional privilege, does not
apply in that situation. "How can attorney-client privilege be broader than executive
privilege?" [Editor's note: The Supreme Court recently denied certiorari of the DC
Circuit's rejection of Lindsey's claim.]
Second, he thinks it was inappropriate for Clinton White House counsel to
debrief Starr grand jury witnesses. "I do not believe taxpayers should be paying for
that." He said his office did not debrief any of the "Iran-Contra"
witnesses; although he did acknowledge a lack of time and staff for conducting such
witness interviews, in any event.
Finally, he questioned what he facetiously referred to as an asserted
"media privilege" -- a claim of work-product confidentiality for materials
developed, in his estimation, not in anticipation of litigation but in apprehension of bad
press.
As for the role of agency attorneys generally, the panelists highlighted
the importance of informing public officials in advance just who the client is -- the
board, the commission, the agency, etc., and their appointed and elected members -- so
that agency employees are not confused about which discussions are protected and which are
not.
David J. DeVries, Chief Deputy Attorney General for the State of
Pennsylvania, reminded the audience that attorney-client privilege has been held not to
apply at meetings attended by but not called by the client. Sharon E. Pendak, County
Attorney for Prince William County, Virginia, offered this advice when litigation is
pending, "Clarify who the client is specifically and what conflicts can arise in
multi-client situations."
Gray closed with the observation that although joint defense agreements
normally do not create a waiver of attorney-client privilege, the opposite may be true
when a government attorney participates in a joint defense agreement and the government
attorney's employer is the prosecutor.
Council Returns Risk Assessment Resolution
to Rulemaking Committee
Risk assessment reform will have
to wait a bit longer for input from the American Bar Association. At the Council meeting
on October 10, the Section 's Council deferred until February its decision on whether to
recommend that the ABA put its weight behind a set of guidelines intended to improve
federal agency risk assessments, as conceived by and proffered to the Council by the
Rulemaking Committee.
The Council asked the Committee to report back next February after first
considering an alternative set of guidelines presented at the fall meeting by past section
chair Tom Susman, and after addressing the concerns raised at the meeting by two Hill
staffers: Paul Noe, Counsel to the Senate Committee on Governmental Affairs, and Nandan
Kenkeremath, Majority Counsel to the House Committee on Commerce.
Committee co-chair and past section chair, Professor Peter L. Strauss, of
Columbia University School of Law, subsequently conferred with Messrs. Susman, Noe,
Kenkeremath and others and has drafted a proposal responding to their concerns. Professor
Strauss anticipates presenting the latest draft at the council 's February
meeting. A brief discussion of the issues follows:
Risk assessment is defined in the committee's draft report as "a
process for calculating the probability and magnitude of identified adverse effects, most
commonly excess deaths from cancer caused by exposure to a chemical or radiological agent," the
purpose of which, according to the committee's latest proposal, is to "gather,
analyze, organize, and present relevant information, in order to help risk managers and
the public understand risk."
The committee proposes that the
guidelines should apply to any legislation, executive orders, and agency rules formally
requiring "that agencies of the Federal Government undertake formal risk
assessments in advance of regulatory action concerning health and safety issues."
The four principal areas of
disagreement between the committee 's first draft, on the one hand, and the alternative submitted at
the fall meeting, on the other, and the corresponding compromise provisions assented to by
the parties, are as follows:
1. The committee 's original guidelines limited peer review "to
discrete issues upon which there is considerable disagreement, uncertainty, or other
difficulty"; the alternative guidelines deemed peer review desirable and
placed no limits on the frequency of its use; the compromise declares: "Peer
review . . . is often desirable . . . where there is a complex factual or theoretical
basis, although its potential for adding expense and delay makes it inappropriate as a
general requirement."
2. The committee 's original
guidelines counseled that "agencies should use qualitative risk assessments where
uncertainty or the qualitative aspects of risk prevail"; the
alternative guidelines confined consideration of qualitative factors to the risk
management phase and required that such factors be explicitly identified; the compromise
simply admonishes that risk assessments "should fully disclose qualitative aspects of risk."
3. The committee 's original
guidelines declared that risk comparisons "should be approached with great
cautio" and that "comparison of unlike risks should be avoided"; the
alternative guidelines found risk comparisons helpful and contained no proscription
against comparing unlike risks; the compromise declares: "Risk
comparisons can be helpful for placing risks in context, but the comparisons should be
approached with caution, particularly among dissimilar risks, and critical features of the
compared risks should be fully disclosed."
4. The committee 's original
guidelines required risk assessment "only where the decision is of sufficient significance to warrant
the effort"; the alternative guidelines contained no such limitation; the
compromise retains the limitation with respect to statutorily imposed requirements but
expressly acknowledges that "risk assessments can be useful across a broad range of programs
and decisions."
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ABA and Section Membership information
For additional information on the Section, please contact Leanne Pfautz at:
Phone: (202) 662-1665
Fax: (202) 662-1529
E-Mail: adminlaw@abanet.org
ABA Section of Administrative Law & Regulatory Practice,
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